10b5-1 plan management
Track plan lifecycle and certifications
Monitor cooling-off periods, execution schedules, amendments, and certification status for active and proposed 10b5-1 plans.
| Plan ID | Employee | Plan Status | Broker | Covered Securities | Execution Schedule | Amendments | Certification |
|---|---|---|---|---|---|---|---|
| PLN-304 | Sarah Kim | Active | Morgan Stanley | AAPL | 1st business day monthly | 1 | Current |
| PLN-287 | Michael Torres | Cooling-Off | Goldman Sachs | NVDA, MSFT | Bi-weekly | 0 | Pending |
| PLN-271 | Ava Robinson | Active | J.P. Morgan | JPM | Quarterly | 2 | Current |
Cooling-off period indicator
Current waiting period
37 days remaining
Plan detail
Broker
Goldman Sachs
Execution schedule
Bi-weekly after cooling-off completion
Amendments
0 filed, 1 draft under review
Compliance checklist
Cooling-off requirements validated
Broker acknowledgement on file
No overlapping discretionary plans
Officer certification current
Board notification package prepared