Administration
Configure program controls
Tune policies, workflows, integrations, risk segmentation, and user permissions before connecting live systems.
Policy rules
Role-based pre-clearance
Issuer blackout windows
Household account controls
Approval workflows
Manager review routing
Compliance escalation thresholds
Exception decision SLAs
Employee risk tiers
Executives
Investment professionals
Research and analytics
Broker integrations
Schwab feed mapping
Fidelity account sync
Manual statement upload
Market data integrations
Issuer event calendar
Corporate actions feed
Restricted symbol enrichment
User roles and permissions
Compliance admin
Manager approver
Employee self-service
Notification settings
Email approvals
Escalation digests
Training reminders